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FSA Compliance

FSA Compliance

We have a dedicated team which handles all manner of FSA compliance issues. We routinely assist firms in applying for FSA authorisation and in many cases remain on-hand in a consultancy capacity to help with the promotion and marketing of funds, the carrying out of periodic compliance audits, staff training, and advice on all aspects of FSA regulation and Anti-Money Laundering issues.

Our clients are nationwide and, while we primarily service private equity and venture capital fund managers in our FSA compliance work, we have clients from a wide range of backgrounds.

 

Key Individuals

Position: Associate
T: 0114 290 6336
Position: Partner
Sec: 01302 308 680
T: 01302 380 210
Position: Partner
T: 0114 252 1481
Position: Partner
T: 0114 252 1485
Position: Consultant
T: 0114 2521480
Position: Associate
T: 0113 3993486
Position: Partner
Sec: 0113 3993447
T: 0113 3993457
Position: Associate
Sec: 0113 399 3447
T: 0113 399 3428
Position: Associate
T: 0114 2521401
Position: Associate
T: 0114 2521496
Position: Trainee Solicitor
T: 0114 2906368
Position: Trainee Solicitor
T: 0113 3993479
Position: Managing Partner
Sec: 0114 290 6239
T: 0114 290 6298
Position: Partner
T: 0114 252 1484